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Hedge Fund & Investment Managers Advisory Series: 

Part 1 of New Form ADV Adopted; Electronic Filing to Become Mandatory in January 2001
Final Privacy Rules are Adopted for Investment Advisers 
New Form ADV Proposed; Electronic Filing to Become Mandatory
SEC's Recent Communications on "Best Execution"
SEC Adopts Final Rules for Privately Offered Funds
Announcements of Interest to Hedge Fund Managers
Non-Competition Restrictions on Investment Adviser Upheld
NASDR to Run Investment Adviser Database
Electronic Filing Mandated for Form 13F

SEC Adopts New Rules to Reduce Multi-State Investment Adviser Registration Obligations

SEC Principal and Agency Transactions Rule Reinterpreted-- Department of Labor May Authorize Cross Trades

NASAA Proposes Competency Examination for Investment Adviser Representatives

AICPA Changes the Accounting Treatment of Start-up Costs For Hedge Funds 

SEC Amends Rule Allowing Investment Advisers to Charge Performance Fees

State Regulated Investment Managers And "Passive Investors" Will Benefit From Expanded Availability Of Schedule 13G-- Rule 16a-1 is Amended For State-Registered Investment Managers

SEC Adopts Form ADV-T and Final Rules to Implement Investment Advisers Supervision Coordination Act

SEC Adopts Safe Harbor for Discretionary Investment Advisory Programs

National Securities Markets Improvement Act of 1996

Hedge Fund & Investment Managers Advisory Archive:

Privacy Rules are Proposed by SEC Pursuant to Gramm- Leach- Bliley Act
SEC May Require Proxy Voting Disclosures in Revised Form ADV
SEC Launches Year 2000 Sweep and Proposes Investment Adviser Year 2000 Reports
SEC Proposes New Rules to Eliminate Burdens Arising Under Investment Advisers Supervision Coordination Act
SEC Proposes to Modify Rules Which Allow Investment Advisers to Charge Performance Fees
SEC Seeks to Postpone New Rules Regulating Investment Advisers
SEC Proposes New Rules to Implement Securities Markets Improvements Act
SEC Suspends Use of Form ADV-S and Proposes New Rule 203A-5 and Form ADV-T
Soft Dollar Disclosure Proposal Abandoned by SEC
 

This page is under construction. Please check back periodically to access even more information on hedge funds including a Hedge Fund FAQ and an index of other useful online resources for hedge fund information.


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